SEC makes new change to Form 4
As of March 20, 2023, the SEC announced a new change applicable to SEC forms 4 and 5. Forms 4 and 5 have been updated… Read More »SEC makes new change to Form 4
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EDGAR Filing Agent Expands Offering of Online Workstations
EDGAR Filing Agent (EFA), a division of Electronic Publishing Services, Inc., is expanding its offering of Online Workstations (OLWS) for EDGAR filers in search of… Read More »EDGAR Filing Agent Expands Offering of Online Workstations
Upcoming Changes to Form 13F Beginning in 2023
Earlier this year the SEC announced amendments to Form 13F rules that will take effect with the upcoming 12/31/2022 filing period. See the following for… Read More »Upcoming Changes to Form 13F Beginning in 2023
EDGAR Will Be Closed Monday, December 26, 2022 and Monday, January 2, 2023
From the SEC: The Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system will be closed on both Monday, December 26, 2022 and Monday, January 2,… Read More »EDGAR Will Be Closed Monday, December 26, 2022 and Monday, January 2, 2023
SEC Issues First Fee Rate Advisory for Fiscal Year 2023
The SEC announced that the fees that public companies and other issuers pay to register their securities with the Commission will increase from $92.70 per… Read More »SEC Issues First Fee Rate Advisory for Fiscal Year 2023
Amendments to Form D Filings
A Form D filer may file an amendment to a previously filed Form D notice by indicating in the space provided on the form that… Read More »Amendments to Form D Filings
New Filing Fee Payment Methods in EDGAR and Elimination of Check Payments
Announced by the SEC today: As of May 31, 2022, EDGAR filers will be able to make filing fee payments to the SEC in EDGAR… Read More »New Filing Fee Payment Methods in EDGAR and Elimination of Check Payments
Manual Passphrase Update for EDGAR Access Codes
The SEC updated the method used to manually update a filer’s passphrase, when the passphrase has been lost or forgotten. The following is from the… Read More »Manual Passphrase Update for EDGAR Access Codes
Resolved: Form 13H Issues Caused by Adobe Flash Player End of Life
Announced by the SEC: Update—Technical issues with Form 13H (and its variants) caused by the end of life of Adobe Flash software have been resolved.… Read More »Resolved: Form 13H Issues Caused by Adobe Flash Player End of Life
SEC Provides Temporary Relief from Form ID Notarization Requirement
The first set of relief seeks to address potential issues filers may have in securing the notarization required to gain access to make filings on… Read More »SEC Provides Temporary Relief from Form ID Notarization Requirement